FinTech: SmartBrief Originals
Bank for International Settlements
Bank for International Settlements

Complexity abounds for fintech regulation, Earnest looks to sell itself, and what has the global financial system learned a decade after the kickoff of the crisis?

Adena Friedman
Adena Friedman

Wall Street is cool again, Nasdaq makes RegTech move, a fiduciary rule nothingburger, and researchers imagine a world where securitization is transparent

Smarsh survey highlights firms’ struggle to keep up with electronic communications
Smarsh survey highlights firms’ struggle to keep up with electronic communications

The rise of mobile devices, text messaging represents increased compliance risks for financial services firms

CloudMargin offer seamless interoperability with Nasdaq Clearing

Nasdaq President and COO Adena Friedman discusses how technological advances are changing the way Wall Street does business.

Broadridge unveils new tool for post-trade processing and compliance reporting.