Q-and-A with FINRA Chairman and CEO Richard Ketchum
Richard Ketchum has been the chairman and chief executive of the Financial Industry Regulatory Authority since 2009. In this exclusive interview, Mr. Ketchum shares...
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Richard Ketchum has been the chairman and chief executive of the Financial Industry Regulatory Authority since 2009. In this exclusive interview, Mr. Ketchum shares...
Financial leaders see a tough road ahead for business over the next year, according to the SmartBrief/Ipsos Leadership Index. An exclusive survey of 841...
Research firm Accountemps recently asked more than 1,000 CFOs what their favorite interview questions were. 42% of CFOs preferred questions that related to the...
This post was written by Cindy Kraft, the CFO Coach, who is a career and personal-brand strategist for CFOs and corporate finance executives. SmartPulse...
Financial professionals are of two minds on the economy, according to the SmartBrief/Ipsos Leadership Index. On the sunny side, they see economic growth, an...
This post was written by Cindy Kraft, the CFO Coach, who is a career and personal-brand strategist for CFOs and corporate finance executives. SmartPulse...
Brad Schaefer is an analyst at Sageworks, a financial information company. Schaefer has led the development of Sageworks’ credit risk management solution for financial...
This post is written by Suzanne Francis, senior partner at Schaffer Consulting, where she leads the integration practice and collaborates with leadership teams on...
Skepticism was the theme of the day during a discussion on financial regulatory reform at the Milken Institute Global Conference today in Los Angeles....
It comes as no surprise that the man trying the steer NYSE Euronext’s merger with Deutsche Boerse views global deal making as an “inexorable...
While other sectors are enjoying a resurgence, the housing market remains stagnant. The “Fixing the U.S. Housing Market” panel at the Milken Institute Global...
This is a guest post by Katrina Pugh, author of Sharing Hidden Know-How and president of AlignConsulting, a firm that helps organizations plan business...
As the Basel Committee on Banking Supervision continues to formulate its Basel III batch of rules, much of the focus has been on two...
This post is by Patricia Sigmon, a successful entrepreneur, sought-after speaker and leading expert in profit management. She is founder and president of David...
The Securities and Exchange Commission’s decision Wednesday to create a $300 million whistle-blower program is expected to alter the way some individuals report —...
Tom Devine is the author of “The Corporate Whistleblower’s Survival Guide.” He has assisted whistle-blowers in thousands of cases over the past two decades...
Today’s world is full of risks that confront leaders from all angles. Natural disasters, political change, cyberthreats and the financial downturn are only a...
Embarrassing photos were posted on your organization’s Facebook page. Your agency’s Twitter page featured a rant humiliating the head of your department. How did...
Julie Steelman has generated more than $100 million in sales during her 30-year sales career. She is author of a new book, “The Effortless...
A person who’s returning to the workforce after a long period of unemployment might be happy simply to have a job again. But while...
Federal Reserve Chairman Ben Bernanke said Wednesday a default by Greece won’t have a serious negative impact on U.S. financial institutions. He conceded a...
This post was written by Cindy Kraft, the CFO Coach, who is a career and personal-brand strategist for CFOs and corporate finance executives. SmartPulse...
This guest post is written by David Pritchard, a principal and founding partner of Aequitas Advisors LLC, a capital markets consulting/advisory services firm. The...
This post was written by Cindy Kraft, the CFO Coach, who is a career and personal-brand strategist for CFOs and corporate finance executives. SmartPulse...
Jerry L. Mills is CEO of B2B CFO, a part-time chief financial officer company he founded in 1987. He is also a partner of...
Whose name you might see if you’re ever in space; why companies are chopping benefits; and why the U.S. might not adopt IFRS. It’s...
This post is by Linda Johnson, a partner with CCP Global, which advises Fortune 500 executives on spend management; offers advisory services on supply...
Standard & Poor’s downgrade of the U.S. long-term sovereign credit rating has been felt throughout the nation’s financial system. Insurers are feeling the aftershocks...
Does a CEO’s penchant for personal thrill-seeking have any relationship to their companies’ corporate policies and risk? That’s what professors Matthew Cain of the...
A sudden, unexpected shortage of funds can be enough to sink a fledgling company. In fact, more businesses fail because of a lack of...
The proposed merger of NYSE Euronext and Deutsche Boerse could have a profound impact on Clearstream. Clearstream is part of Deutsche Boerse Group and...
To kick off our coverage of Sibos 2011 this week in Toronto, SmartBrief caught up with Robin Doyle, co-chairwoman of LEI Trade Association Group...
Basel III and reform of the over-the-counter derivatives market continue to be hot topics in the financial-services industry. At this week’s Sibos 2011 conference,...
Nick Brewer manages 29 products for SunGard. As vice president of global banking solutions for the firm’s banking business, Brewer has his finger on...
Panelists tasked with dissecting the impact of the Dodd-Frank Act at the Futures & Options Expo touched on topics including position limits, margins, swaps...
The recently revised edition of “The Basic Bond Book” is a collaboration between the Associated General Contractors of America and the National Association of...
A provision of the Dodd-Frank Act requires indemnification agreements from foreign regulators for trade repositories based in the U.S. to provide them with data...
The Labor Department recently offered guidance to sponsors of retirement plans under the Employee Retirement Income Security Act regarding what constitutes “reasonable compensation” for...
CBOE Holdings Chairman and CEO William J. Brodsky offered his clear and concise opinions on matters affecting market structure during a panel discussion at...
Pop quiz: Who is the president of the European Council? Jose Manuel Barroso? No, he is the president of the European Commission. The identity...
With swaps and derivatives likely to play as critical a role in the year to come as ever before, SmartBrief asked Stephen O’Connor, chairman...
How to improve compliance in 2012; execs won’t go without bonuses even in troubled times; and one Italian feline that’s a real fat cat....