Hanweck discusses the evolution of market technology
Jerry Hanweck talks about real-time risk analytics and the evolution of market technology
End-of-year deadline increases FATCA pressure on partner countries
2016 has been an important year in the U.S. government’s implementation of the Foreign Account Tax Compliance Act
Rajan discusses global impact of insurrectionist politics
Raghuram Rajan shares his thoughts on the impact insurrectionist leaders will have on the global political establishment
Boehner speaks candidly about Trump, life in politics
Former Speaker of the House John Boehner shares his thoughts on the state of American politics
Massad touts CFTC’s progress, acknowledges uncertainty ahead
CFTC's Timothy Massad discusses the future of regulatory reform at CME Group's Global Financial Leadership Conference
CME Group’s Terry Duffy talks political and economic uncertainty ahead of GFLC 2016
CME Group's Terry Duffy discusses the speakers and agenda for the Global Financial Leadership Conference 2016
SEC and FINRA representatives discuss the state of regulation
Speaking directly with regulators
Understanding new regulatory policies at the state level
Working with state regulators
Schwab IMPACT panel: Congressional gridlock in 2017 could spur tough regulation
The potential of a narrowly divided Senate emerging from this year's elections would likely result in legislative gridlock that prompts aggressive action from regulators, experts said at the Schwab IMPACT 2016 conference.
Schwab IMPACT panel: Cultural fit is critical when advisory firms hire young talent
Cultural fit and eagerness to learn are crucial factors in hiring young talent at an advisory firm, said panelists at the Schwab IMPACT 2016 conference.
Schwab IMPACT panel: M&A deals should enhance advisory firms, not just expand them
Merger-and-acquisition deals among registered investment advisersshould be done not to make firms better, not just bigger, said executives on a panel at the Schwab IMPACT 2016 conference.
The power of groups working together to shape regulatory policy
IPA works closely with partners across the industry to collectively advocate for common interests.
Risk is necessary for strong capital markets and economy, execs say
Executives discussed risk aversion in the wake of the 2008 financial crisis as well as current challenges and opportunities in capital markets at SIFMA's 2016 Annual Meeting.
Former regulators discuss cost-benefit analysis, collaboration in rule-making
Former regulators examined issues including cost-benefit analyses of rules and collaboration among regulatory agencies during a panel discussion at SIFMA's 2016 Annual Meeting.
How finance is making diversity and inclusion a priority
How the finance world is trying to make diversity and inclusion a strategic, living part of its business.
Jack Dorsey on childhood, Twitter and what’s next for Square
At SIFMA's annual meeting, Twitter and Square CEO Jack Dorsey shares how both companies look to connect people and give them agency.
Fiduciary Rule Aftershock: Communication Considerations for Financial Services Firms
How financial services firms can communicate fiduciary rule details to clients
Best Practices in Securities and Insurance Product Sales Authorization Management and Verification
Tim Owen, Vice President of Product Management, Vertafore Sircon This post is sponsored by Vertafore Sircon® Solutions. The agent or adviser’s first encounter with...
GOP underdogs address construction labor shortage, immigration
Editor’s note” Wednesday evening’s debates among the Republican candidates for President were hosted by CNBC – a financial news network on cable television. A...
The millennial generation: Revolutionizing the financial services industry
Chris Corrao, Product Manager, WealthStation at Sungard This post is sponsored by SunGard Chris Corrao is product manager for SunGard’s capital markets business...
Greenbuild: Fedrizzi on sustainability, change and politics
Ten thousand people from 86 countries have gathered for Greenbuild in Washington, D.C., this week where the theme is “monumental green.” And that was...